Real numbers · Definition
Supremum and infimum
Before you start you need to know
The supremum replaces the “maximum” when the latter does not exist, letting us talk about the endpoint of a set even if it does not belong to it.
Definition
Given a set \(S\) of real numbers, its supremum is the least of its upper bounds and its infimum is the greatest of its lower bounds.
A set \(S\) is bounded above if there is \(M\) with \(s\le M\) for all \(s\in S\); each such \(M\) is an upper bound. The supremum \(\sup S\) is the least of them. If \(\sup S\in S\), it is the maximum; but \((0,1)\) has supremum \(1\) and no maximum.
A practical test: \(M=\sup S\) if and only if \(M\) is an upper bound and, for every \(\varepsilon>0\), there is \(s\in S\) with \(s>M-\varepsilon\). That is, no smaller bound works. The infimum case is symmetric, and \(\inf S=-\sup(-S)\).
Guiding examples: \(\sup\{1-1/n\}=1\) without belonging to the set, \(\inf\{1/n\}=0\), and \(\sup\{x:x^2<2\}=\sqrt2\). The last one already shows why \(\mathbb Q\) is not enough: in \(\mathbb Q\) that set has upper bounds but none is the least.
If \(S\subseteq T\), then \(\sup S\le\sup T\), and the supremum of a union is the larger of the suprema. That every nonempty set bounded above has a supremum is precisely the completeness axiom, the next concept.
Think about it
Can a set have two different suprema?
No: if \(M_1<M_2\) were both the least upper bound, \(M_2\) would not be the least. The supremum, if it exists, is unique.
Is \(\sup S\) the same as \(\max S\)?
No: \(\max S\) must belong to \(S\). They coincide only when the supremum is an element of the set.
Exercises 10
- What is the supremum of the interval \((0,1)\)?
- What is the infimum of \([2,7)\)?
- What is the maximum of \((0,1)\)?
- Find \(\sup\{1-1/n : n\in\mathbb N\}\) with \(n\ge1\).
- Find \(\inf\{1/n : n\in\mathbb N\}\) with \(n\ge1\).
- Find \(\sup\{x\in\mathbb R : x^2<2\}\).
- What is the supremum of \((0,1)\cup[2,3)\)?
- If \(S=(1,4)\) and \(-S=\{-s : s\in S\}\), what is \(\sup(-S)\)?
- Let \(M\) be an upper bound of \(S\). When is \(M=\sup S\)?
- If \(S\subseteq T\) and \(T\) is bounded above, what holds?
References
- Stephen Abbott, Understanding Analysis, 2nd edition, Springer, 2015. §1.3
- Walter Rudin, Principles of Mathematical Analysis, 3rd edition, McGraw-Hill, 1976. Cap. 1, 1.7–1.8
- Robert G. Bartle, Donald R. Sherbert, Introduction to Real Analysis, 4th edition, Wiley, 2011. §2.3